Resales of Restricted Securities, 2008 ed. (Securities Handbook Series)

J. William Hicks

Book - softbound
Copyright: 2008

Last Updated: 2/8/2008

Availability: In Stock

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Description

In this handbook, renowned author William J. Hicks alerts you to judicial, legislative, and administrative developments that have an impact on clients. Use the interpretations and guidance found in the text to help clients avoid legal traps that could trigger financial malpractice suits. Topics covered include the transaction concept and theoretical foundations for the regulation of resales, identifying troublesome resales, public resales–Rule 144, public and private resales–Rule 144(k), private resales–"Section 4(1*)", private resales–Rule 144A, and extraterritorial resales–Rule 904 of Regulation S.

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Table of Contents (PDF) »

Table of Authorities (PDF) »

Index (PDF) »

Summary Of Contents

Filing and Shelving Instructions

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	Product Details
	Series: Securities Handbook Series Brand: Clark Boardman Callaghan Components: 1 Print Shelf Space: 1 in. Free Update Period: 90 Days Update Frequency: Replacement Pamphlets-Annually


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